The Research Ethics Blog

(By Nancy Walton and Chris MacDonald)
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MARCH 18, 2010 10:28PM

Excluding Gays and Lesbians From Clinical Research

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A recent story from CBC news has uncovered that in the US, clinical trials are being done from which potential participants who identify as gay or lesbian are being excluded. This trend was uncovered by a biostatistician who was gathering data on enrollment into cancer studies and found that, in a couple of studies he came across, sexual orientation was used as a screening tool and, ultimately, an exclusion criteria. After reviewing exclusion and inclusion criteria on more than 80,000 studies on ClinicalTrials.gov, a registry of clinical trials in the USA, he and his colleagues found that it wasn't just a fluke he had uncovered in one or two studies, but a noticeable trend in a percentage of clinical trials.

Here's the story: Gays, lesbians excluded from U.S. trials: MDs
The letter in Thursday's New England Journal of Medicine includes examples of 37 studies out of 243 searched or 15 per cent that had explicit exclusionary language, such as requiring participants to be "in a reciprocal relationship with a person of the opposite sex." Some trials are restricted to heterosexual patients because of the nature of the study, such as how HIV spreads between heterosexual partners. But the researchers also found trials where there is no clear need to exclude lesbians and gay men, including a clinical trial of attention deficit-hyperactivity disorder.
While some might say, well, that isn't a huge number of studies in which this discriminatory and seemingly irrational practice has been employed, so why is this so worrisome? Here's why. Clinical research has a long history of trying to do one thing: prove that a hypothesis is correct. Best case scenario? Proving, through a randomized controlled trial — still considered the gold standard of scientific evidence — that x does in fact directly cause y. And the one thing that scientists don't like when trying to clearly demonstrate a correlation or cause? Confounding factors, i.e. things other than x, that might be causing y. So for many years in many studies, care was taken only to include participants who made up a relatively homogeneous group in order to minimize confounding factors. The result? We learned a lot about older, white males because they were the most dominant and powerful group. We learned about how heart disease affects older, white males. What a heart attack looks like in an older white male. How medications to treat chronic hypertension work in older, white males. You get the idea. Meanwhile a whole bunch of black men were dying from hypertension. Little to nothing was known about the disease, how to prevent it or treat it, in black men.

If we look back at clinical research, we see that many already-marginalized groups and those felt to be more vulnerable have been purposefully excluded from research. Non-whites, children, women, pregnant women, persons with mental illnesses, Aboriginal persons, the elderly, etc. While sometimes these exclusions have been for well-intentioned reasons, they often aren't scientifically justified. What happens is that, as a clinical community, we end up knowing very little about the health, illnesses and medication tolerances of these excluded groups — and like the case of hypertension in older men, there may be some significantly different effect or tolerance that clinicians should and must know about.

Sometimes it makes sense to exclude particular groups. If you're conducting a study on the effect of certain hormonal medications on peri-menopausal women, then it makes sense to exclude men. But does it make sense to exclude non-white women, gay or bisexual women? Since menopause is a reality for all women, it really doesn't make sense. If you're conducting a clinical trial to find the ideal dose of a medication to treat SARS, it doesn't make much sense to conduct trials that might exclude women or children. SARS certainly isn't selective about who to infect. Knowing little to nothing about what is considered a safe dosage or medication for a pregnant woman or a child presenting in an emergency room with SARS can directly result in serious negative outcomes, and even death.

The exclusion of gays and lesbians, without one good scientifically sound reason, shouldn't be tolerated by the clinical community for two reasons. First, it's blatant discrimination, and without clear scientific rationale, seems simply like someone's political agenda making its way into scientific exclusionary criteria. Second, it seems clear that allowing this on any level implies we might well look the other way when faced with discriminatory clinical or research practices like this which have already been clearly shown, through history, to be far from beneficial.

Here's the letter that the biostatistician along with other colleagues, wrote to the New England Journal of Medicine, uncovering their findings on this practice:Clinical Trials That Explicitly Exclude Gay and Lesbian Patients

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Thank you for writing this!
Great post!
Unfortunately, this is a sad truth not just for sexual orientation. Often studies need to be so well defined that participants are limited by race, age and gender as well. We know an awful lot about white males, that's for sure! And for a long time we didn't understand the signs of heart disease in women, because they can be different than males and all studies to that point had been conducted in males:
http://www.public.asu.edu/~squiroga/santill.HTM
Welcome to my world!
Aliquot - you're right. There are many examples of exclusionary practices in research that have led to huge gaps in sound clinical care. Women and heart disease, blacks and hypertension - these are significant examples. Further to that are the less obvious but equally worrisome kinds of exclusions. That's why I gave the example of SARS. There is a tendency not to include the very young or the elderly or those with diagnoses of mental illness in various phases of clinical trials - as I said, usually with good intentions. When SARS hit Toronto, there was a great deal of guesswork in dosing medication for the very young and the very old - who were, at that time, at a high risk for mortality or morbidity from the consequences of acquiring SARS. Never mind that many persons with mental health issues are and were institutionalized - and SARS was spreading, very much like other nosocomial infections.

Interesting that after the SARS crisis, on the various REBs on which I sit, trial protocols were proposed testing dosages of various SARS drugs on the very old and the very young.
Agree with Aliquot. When I was in med school we were taught that all the drug doses were based upon the 165 pound male. Well, no wonder so many people have side effects- many people are not the 165 pound male. That said, since I read this research letter in the NEJM yesterday, I have been thinking long and hard about why sexual orientation should make a difference in any clinical trial, and I have yet to think of one.
Have to comment again!
Research Ethics - thanks for the further discussion, I had not heard of the SARS example prior to your post, so was really interesting for me. I always keep my ears pricked for these types of studies.
And Linda, I think you're right - although there are studies finding a biological basis for sexual orientation, how does that (or your personality, or your hair color) affect a scientific study??

A. :)
We're excluded because they hate us and want us dead.

It's really just that simple.
In scientific research, you are trying to minimize extraneous variables. In terms of researching the sexual spread of HIV, of course it's vital to distinguish between homosexuals and heterosexuals. There are differences in sexual activities between the groups, and that's an important variable. As long as there are sound reasons for exclusion, I don't see the problem.
Thanks, perdidochas, for your comment. As I noted in my entry, there can be valid scientific reasons for exclusions in all sorts of research. However, clearly here, in many of the studies reviewed by the authors of the NEJM letter, there were no clear scientific rationale for the exclusion of persons based on sexual orientation. Common sense tells us that, for example, if you are studying heterosexual transmission of a particular STD, you would clearly and explicitly note the exclusion and inclusion criteria and rationale. Alternatively, if you were studying the transmission of an STD in gay males, it would make sense to exclude females or men who identify as heterosexual. But in these cases, not only was sexual orientation not identified clearly as a screening tool, there was no clear scientific justification for the exclusion.
thank you for writing this. i'm glad someone was checking this out.
As far as I know the "37 out of 243" research studies referred to in the post were all related to sexual dysfunction.

Over 1,000 studies related to asthma were examined, and NO exclusions of gays or lesbians were found.

http://www.ivillage.com/gays-lesbians-excluded-some-medical-studies/124721

I think post gives the impression that gays and lesbians are excluded from 15 percent of all studies, and that's certainly not what's happening.

researchethics writes: "However, clearly here, in many of the studies reviewed by the authors of the NEJM letter, there were no clear scientific rationale for the exclusion of persons based on sexual orientation."

Just to clarify: the issue is that the studies in question did not say why the exclusions were done. That doesn't mean that there wasn't a good reason for them.
A quick response to mishima666 - Thanks for your insights. The section on percentages is a direct quotation from the news story. I did provide a link to the actual NEJM article to provide clear percentages and numbers.

Your point is a good one - that there is no information provided on why the exclusions were part of the research. This is information that ethics review boards (and scientific reviewers of trials) ask researchers to provide and in turn, the scientific or ethical reviewers provide commentary on the criteria, if they are felt to be exclusionary or unethical. This is a typical practice. In addition, when publishing a trial in a biomedical journal, most researchers would state the rationale for inclusion and exclusion criteria however this isn't clear in these cases. While they might have had some reason for these exclusions, they should have been stated up front. Now that the story is out in the public domain, it would seem prudent that if the researchers in fact do have reasons for the exclusions, they should provide them.

Thanks.
Nancy
It also goes for women who are taking medications that were tested on men and people of color who are taking medications that were only tested on Caucasians.

It's just a corrupt system that uses us all, in one way or another as unwilling human test subjects, risk be damned!
This story is compelling in a terrible way. Gays and lesbians face disease like anyone else and gathering scientific information on every group except them is wrong. There are very obvious reasons for many exclusionary tactics in scientific research; but here those reasons have not been provided and that's disturbing.

Just when gays and lesbians thought it was only the social discrimination to face off with...! This is a good post, thank you for informing us :)
If you are trying to figure out how a biological mechanism works and you suspect there are two distinct mechanisms, it makes sense to limit research to one of them. There's a lot of reason to suppose the biological mechanisms that control sexual interest in gays are different from straights. However, the restriction and its implications for the results of your research should be clearly stated.

In contrast, there was no reason to believe that heart disease in blacks or women would be different from heart disease in white men.

In a study of non-sexual behavior, such as ADD, if a marker for risk-taking is sexual experimentation, asking straights about same-sex sexual encounters is going to tell you something different from asking gays. And opposite-sex encounters by gays are likely to be motivated more by a desire to conform than to break the rules. If the study is of teens, questions about family conflict or alienation might also be an indicators. Gays might be in conflict with their families and feel alienated because of being gay, not because of having ADD.

However, the choice of a sample is a very important factor in the legitimacy and application of any research. Scientists who review research should be aware of the issue and should examine and question the samples chosen by the researchers.
Let me add the congenitally disabled.

As if having MS, MD, CP, ALS, or Spina Bifida somehow makes a person immune from HPV or AIDS or other viral diseases....

Of course, this IS based on the belief that people with those disabilities don't engage in sexual activity, but that's a whole other kettle of fish
Right decision for exclusion.
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